Model paper

Dean's Office Official Model Question Paper

ELE 230 · Principles of Social Work

Programme
BBA-F
Academic year
Semester 7
Paper type
Official Model Question
Sitting
Dean's Office Blueprint
Full marks
60
Duration
180 minutes

Tribhuvan University

Faculty of Management

Office of the Dean

Official Model Question Paper / Dean's Office Blueprint

Course: ELE 230 · Principles of Social Work

Level: Bachelor of Business Administration in Finance (BBA-F) · Semester 7

Full Marks: 60

Time: 3 hrs.

Candidates are required to give their answers in their own words as far as practicable. Figures in the margin indicate full marks.

Group A

Brief Answer Questions. Attempt ALL questions. (5 × 2 = 10)

[5*2=10]
  1. Define professional social work and distinguish it from voluntary charity.

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    Professional Social Work vs. Charity

    • Professional Social Work: A practice-based discipline and profession that applies scientific methods, ethical codes, human rights frameworks, and social science theories to empower individuals and communities to resolve psychosocial problems and achieve social justice.
    • Charity / Voluntary Relief: Discretionary, non-systematic acts of philanthropy offering temporary material aid without structured assessment, professional training, or long-term structural empowerment.
  2. What is the Principle of Client Self-Determination?

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    Principle of Client Self-Determination

    This ethical principle recognizes the fundamental right and autonomy of clients (individuals, groups, or communities) to make their own choices, define their goals, and select solutions to their challenges. The social worker functions as a facilitator, guide, and resource broker rather than an authoritarian decision-maker.

  3. Identify the four practice systems in social work defined by Pincus and Minahan.

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    Four Social Work Practice Systems

    1. Change Agent System: The social worker and the employing agency/organization working to create social change.
    2. Client System: The individuals, families, or groups who request assistance or contract for services.
    3. Target System: The people, social structures, or policies that need to be modified or influenced to accomplish the client’s goals.
    4. Action System: The coalition of practitioners, community members, and agencies working together to achieve the change effort.
  4. Distinguish between Micro, Mezzo, and Macro levels of social work practice.

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    Levels of Social Work Intervention

    • Micro Level: Direct clinical intervention with individuals, couples, or families (e.g., trauma counseling, crisis de-escalation).
    • Mezzo Level: Interventions with small groups, peer networks, schools, and neighborhood organizations (e.g., self-help groups, family therapy).
    • Macro Level: Systemic intervention targeting public policies, institutional structures, laws, and large communities (e.g., legislative advocacy, community organizing).
  5. What is the Strengths-Based Perspective in social casework?

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    Strengths-Based Perspective

    A social work approach that focuses on discovering, highlighting, and mobilizing the client’s existing internal resilience, capabilities, cultural values, and community resources. It rejects pathological deficit-based models, viewing the client as an active agent of recovery rather than a passive victim of pathology.

Group B

Short Answer Questions. Attempt any THREE questions. (3 × 10 = 30)

[3*10=30]
  1. Examine Felix Biestek’s core principles of the social casework relationship. Discuss how confidentiality is maintained and when the ethical ‘Duty to Protect’ requires breaking confidentiality.

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    Biestek’s Core Principles of the Casework Relationship

    Felix Biestek established seven essential relational principles governing professional social casework:

    +-----------------------------------------------------------------------+
    |             BIESTEK'S CASEWORK RELATIONSHIP PRINCIPLES                |
    +-----------------------------------+-----------------------------------+
    | 1. Individualization              | 5. Controlled Emotional Involve.  |
    | 2. Purposeful Expression Feelings | 6. Acceptance                     |
    | 3. Non-Judgmental Attitude        | 7. Client Self-Determination      |
    | 4. Confidentiality                |                                   |
    +-----------------------------------+-----------------------------------+
    

    1. Detailed Examination of Principles

    • Individualization: Recognizing and respecting the unique qualities, experiences, and background of each client rather than categorizing them into stereotypes.
    • Purposeful Expression of Feelings: Creating a psychologically safe space where clients can freely express both positive and negative emotional states without fear of condemnation.
    • Non-Judgmental Attitude: Evaluating problems objectively; rejecting moral blame or condemnation while distinguishing client worth from problematic behaviors.
    • Acceptance: Conveying unconditional positive regard, acknowledging the client’s inherent worth and human dignity regardless of past choices.
    • Controlled Emotional Involvement: Demonstrating empathy and warmth while maintaining clinical boundaries, emotional resilience, and objective professional perspective.
    • Confidentiality: Safeguarding private personal information disclosed within the therapeutic relationship from unauthorized third-party disclosure.

    2. The Ethical Dilemma: Confidentiality vs. Duty to Protect

    While confidentiality is fundamental to establishing client trust, it is not absolute:

    • Mandatory Reporting & Exceptions: Under NASW guidelines and child protection laws in Nepal, social workers have an ethical and legal mandate to breach confidentiality under specific conditions:
      1. Imminent Harm to Self or Others: Clear evidence of suicidal ideation with active intent or intent to inflict bodily harm on a third party (Tarasoff duty to warn and protect).
      2. Child Abuse or Neglect: Mandatory reporting of physical abuse, commercial sexual exploitation, or severe child labor to child protection authorities.
      3. Elderly and Dependent Vulnerability: Evidence of exploitation or abuse of incapacitated adults.
    • Best Practice Protocol: When confidentiality must be breached, workers should inform the client beforehand, minimize disclosure strictly to relevant safety authorities, and document all clinical justifications.
  2. Provide an in-depth comparative analysis of the three primary social work methods: Social Casework, Social Group Work, and Community Organization.

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    Comparative Analysis of Primary Social Work Methods

    Professional social work utilizes three primary intervention methods depending on the scale and systemic level of the social challenge:

    +-----------------------+-----------------------+-----------------------+
    | 1. Social Casework    | 2. Social Group Work  | 3. Community Org.     |
    | (Micro Intervention)  | (Mezzo Intervention)  | (Macro Intervention)  |
    +-----------------------+-----------------------+-----------------------+
    | Client: Individual/Fam| Client: Small Groups  | Client: Geographic/   |
    | Focus: Psychosocial   | Focus: Mutual Aid &   |         Functional Pop|
    | Model: Perlman 4 P's  |        Group Dynamics | Focus: Systemic Reform|
    | Agency: One-on-one    | Agency: Peer Learning | Focus: Local Self-Help|
    +-----------------------+-----------------------+-----------------------+
    

    1. Social Casework (Micro)

    • Definition: A one-to-one psychosocial problem-solving method assisting individuals and families to adjust to social environments and resolve psychological distress.
    • Perlman’s Problem-Solving Framework (The 4 P’s):
      • Person: The client experiencing psychological, economic, or social dysfunction.
      • Problem: The specific presenting dilemma hindering coping capacity.
      • Place: The social work agency offering mandated services and resources.
      • Process: The systematic phases of Intake, Psychosocial Study, Diagnosis/Assessment, Intervention, and Evaluation/Termination.

    2. Social Group Work (Mezzo)

    • Definition: A method utilizing small group processes to achieve personal growth, behavioral rehabilitation, and social integration through peer interaction.
    • Mechanisms: Employs mutual aid, group cohesiveness, role playing, and guided group interaction.
    • Developmental Stages (Tuckman Model): Forming (orientation), Storming (conflict and power dynamics), Norming (cohesion and standard setting), Performing (task execution), and Adjourning (termination).
    • Applications: Addiction recovery groups (AA), youth delinquency diversion programs, microcredit solidarity groups.

    3. Community Organization (Macro)

    • Definition: A method aimed at mobilizing community members, civil society groups, and institutions to solve local infrastructure, economic, and rights deficits.
    • Jack Rothman’s Three Models:
      1. Locality Development: Grassroots-driven, collaborative self-help emphasizing broad civic participation and community consensus (e.g., rural drinking water committees).
      2. Social Planning: Expert-driven, pragmatic problem-solving focusing on technical data analysis, service coordination, and urban planning.
      3. Social Action: Conflict-oriented, rights-based mobilization empowering oppressed groups to confront power structures and demand policy changes (e.g., landless farmers’ movements).
  3. Analyze Project Cycle Management (PCM) in social development organizations. Detail the Logical Framework Approach (LFA) and its role in results-based monitoring and evaluation.

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    Project Cycle Management (PCM) & Logical Framework Approach (LFA)

    Non-governmental organizations (NGOs) and development agencies employ Project Cycle Management to ensure accountability, cost efficiency, and sustainable community impact.

    1. The Five Phases of Project Cycle Management

    Identification -> Formulation (Design) -> Financing -> Implementation -> Evaluation
    
    1. Identification / Needs Assessment: Conducting participatory rural appraisal (PRA), stakeholder surveys, and problem tree analysis to identify acute community needs.
    2. Formulation / Project Design: Establishing measurable objectives, scheduling work breakdown structures (Gantt charts), and designing the Logical Framework.
    3. Financing / Resource Mobilization: Pitching project proposals to donor agencies, securing counterpart funding, and establishing financial compliance controls.
    4. Implementation: Executing project activities, managing human resources, monitoring monthly procurement, and adjusting to field contingencies.
    5. Evaluation & Closure: Conducting independent mid-term and endline impact evaluations against baseline indicators and formulating sustainability handovers.

    2. The Logical Framework Approach (LFA Matrix)

    The Logframe is a 4×44 \times 4 matrix connecting project inputs to long-term impact:

    Hierarchy of Objectives Objectively Verifiable Indicators (OVIs) Means of Verification (MoVs) Critical Assumptions & Risks
    Goal (Impact) Broad national or regional socioeconomic changes National census, national health survey data Political stability, national economic policies remain stable
    Outcome (Objective) Tangible behavioral or institutional changes among beneficiaries Endline sample surveys, third-party audit reports Target community maintains active participation and ownership
    Outputs (Deliverables) Direct tangible products and services completed by the project Training attendance sheets, construction completion certificates Suppliers deliver materials on schedule, local government permits issued
    Activities (Inputs) Specific tasks performed using allocated budget and staff Financial accounting ledgers, monthly field progress reports Budget released on time, security conditions remain favorable
    • Role in Results-Based Management: Aligns operational expenditures directly with verified deliverables, provides clear audit trails, prevents mission drift, and ensures clear accountability to both community beneficiaries and international donors.
  4. Contrast extractive research with Participatory Action Research (PAR) and Participatory Rural Appraisal (PRA). Explain how participatory tools empower marginalized communities.

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    Participatory Action Research (PAR) & Participatory Rural Appraisal (PRA)

    In social development, research methodologies dictate whether local people remain passive subjects of study or active drivers of their own transformation:

    +-----------------------+-----------------------+-----------------------+
    | Dimension             | Conventional Research | PAR / PRA Approach    |
    +-----------------------+-----------------------+-----------------------+
    | Role of Local People  | Passive 'informants'  | Active co-researchers |
    | Research Control      | Outside academic team | Shared community lead |
    | Primary Output        | Academic journal paper| Immediate local action|
    | Knowledge Flow        | Extractive (one-way)  | Reflective dialogue   |
    +-----------------------+-----------------------+-----------------------+
    

    1. Core Philosophy of PAR and Paulo Freire’s Conscientization

    • Participatory Action Research (PAR) rejects the false neutrality of social science. Rooted in Paulo Freire’s Pedagogy of the Oppressed, PAR couples systematic investigation with collective reflection (praxis) and direct political/social action.
    • Conscientization: The process through which oppressed communities critically perceive the social, political, and economic contradictions of their lives, recognize systemic inequality, and mobilize collective action to overturn oppression.

    2. Key Participatory Rural Appraisal (PRA) Tools

    1. Social Mapping: Community members draw maps of their village using local materials (chalk, sand, sticks) on the ground, identifying households, marginalized clusters, water taps, and wealth disparities.
    2. Resource & Transect Walk: Systematically walking through the community with local guides across ecological zones to observe land use, water channels, soil erosion, and communal assets.
    3. Seasonal Calendars: Mapping agricultural cropping cycles, rainfall patterns, lean food insecurity periods, disease prevalence, and labor migration patterns across the 12 calendar months.
    4. Venn / Chapati Diagrams: Using overlapping circles of varying sizes to assess the relative importance and institutional accessibility of local power centers (ward office, forest user group, cooperatives, health post).
    5. Pairwise & Matrix Ranking: Prioritizing community development problems by comparing options in pairs, allowing illiterate community members to democratically decide village priorities.
    • Empowerment Impact: By transferring the stick (drawing tools) to marginalized women, Dalits, and indigenous groups, PRA validates indigenous knowledge, dismantles traditional expert hierarchies, and builds self-reliance.

Group C

Comprehensive Answer / Case Analysis Question. Attempt ALL questions. (1 × 20 = 20)

[1*20=20]
  1. Comprehensive Social Work Intervention Case Study: Child Labor & Bonded Labor in Bhaktapur Brick Kilns

    A national child rights NGO conducts a comprehensive baseline survey of brick kilns located in Changunarayan and Suryabinayak municipalities of Bhaktapur. The baseline reveals:

    • Over 450 seasonal migrant families from Rolpa, Ramechhap, and Sarlahi residing in makeshift zinc sheds on kiln perimeters.
    • Over 350 children aged 6 to 14 engaged in hazardous physical labor (molding clay, transporting green bricks, unloading firing ovens for 10-12 hours daily); 80% have dropped out of school.
    • The seasonal ‘Peshki’ system: parents receive advance cash loans from local contractors (Naikes) during the monsoon season, trapping entire families in debt bondage throughout the 6-month brick season.
    • Severe lack of civil documentation: over 65% of children lack birth registration certificates, and 40% of migrant mothers lack citizenship cards, excluding them from public health clinics and government basic schools.
    • Acute occupational health hazards: chronic respiratory infections from coal kiln smog, musculoskeletal injuries, absence of clean drinking water, and zero protective gear.

    Questions: (a) Operationalize the Four Practice Systems Model (Change Agent System, Client System, Target System, and Action System) to structure this community social work intervention. (5 marks) (b) Design an integrated Social Casework and Group Work intervention plan to counsel migrant parents, establish non-formal bridge education day centers, and build peer solidarity among child laborers. (5 marks) (c) Formulate a Macro-Level Community Organization and Rights-Based Advocacy strategy: engage local municipal ward offices for vital registration, collaborate with kiln owners’ associations for decent work standards, and mobilize labor law enforcement. (5 marks) (d) Establish a Comprehensive Monitoring, Evaluation, and Exit Strategy (M&E) detailing objectively verifiable indicators, child protection ethical safeguards, and community-led sustainability mechanisms. (5 marks)

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    Case Analysis: Child Labor and Bonded Labor in Bhaktapur Brick Kilns

    (a) Operationalizing the Four Practice Systems Model (5 Marks)

    Applying Pincus and Minahan’s framework provides systemic clarity to this multi-layered development challenge:

    +-----------------------------------------------------------------------+
    |                     FOUR PRACTICE SYSTEMS ARCHITECTURE                |
    +-----------------------------------+-----------------------------------+
    | 1. Change Agent System            | 2. Client System                  |
    | - Child Rights NGO Social Workers | - 450 Seasonal Migrant Families   |
    | - Community Field Counselors      | - 350 Child Laborers (Ages 6-14)  |
    +-----------------------------------+-----------------------------------+
    | 3. Target System                  | 4. Action System                  |
    | - Labor Contractors ('Naikes')    | - Municipal Ward Chairs (Wards)   |
    | - Brick Kiln Owner Entrepreneurs  | - Local Primary School Principals |
    | - Department of Labor Regulators  | - Mother's Self-Help Groups       |
    | - Municipal Vital Registry Desks  | - Federation of Brick Industries  |
    +-----------------------------------+-----------------------------------+
    
    1. Change Agent System: The lead child rights NGO, certified professional social workers, legal aid advocates, and community field health facilitators driving the intervention.
    2. Client System: The 450 migrant worker families and the 350 child laborers who directly benefit from rehabilitation, education, health support, and debt liberation.
    3. Target System: The institutional and power entities that must change: brick kiln owners violating child labor laws; labor contractors (Naikes) enforcing debt bondage; municipal ward officers denying birth certificates; and kiln owners failing to provide sanitation.
    4. Action System: The coalition assembled by social workers to accomplish objectives: municipal education officers, local public school teachers, Nepal Federation of Brick Industries, primary healthcare posts, and newly formed migrant mothers’ committees.

    (b) Integrated Social Casework and Group Work Intervention (5 Marks)

    1. Micro-Level Social Casework:

    • Intake & Psychosocial Assessment: Conduct one-on-one assessments of high-risk families trapped in severe debt bondage, evaluating psychological trauma, domestic distress, and emergency health conditions.
    • Strengths-Based Counseling: Empower parents by affirming their core aspiration for their children’s future; deconstruct defeatist narratives that debt bondage is inevitable.
    • Bridge Education Enrollment: Establish non-formal ‘Child-Friendly Day Centers’ near kilns operating during working hours, providing catch-up literacy, basic numeracy, nutritional snacks, and safe recreation away from toxic kiln kilns.

    2. Mezzo-Level Social Group Work:

    • Mothers’ Solidarity & Savings Groups: Organize migrant mothers into Self-Help Groups (SHGs) meeting weekly to pool micro-savings (e.g., NPR 50/week), provide emergency internal credit to bypass exploitative Naike advances, and receive basic health/nutrition education.
    • Children’s Peer Support Clubs: Facilitate creative expression groups using drama, storytelling, and art therapy to help working children rebuild self-esteem, process labor fatigue, and foster collective desire for regular schooling.

    (c) Macro-Level Advocacy & Systemic Reform (5 Marks)

    1. Vital Registration & Legal Identity Drives:

    • Partner with Changunarayan and Suryabinayak Municipal Ward Offices to run ‘Mobile Registration Camps’ at kiln sites. Facilitate rapid issuance of child birth certificates and citizenship recommendations, utilizing national constitutional provisions guaranteeing child rights regardless of parental migration status.

    2. Corporate Social Responsibility & Decent Work Agreements:

    • Negotiate formal memorandums of understanding (MoUs) with the Bhaktapur Brick Entrepreneurs Association:
      • Zero Child Labor Certification: Kiln owners mandate that bringing children into active manufacturing zones will result in immediate lease cancellation.
      • Infrastructure Commitments: Kiln owners provide potable piped water, solar-lit zinc sheds, separate ventilated latrines, and protective gloves/masks for adult workers.

    3. Regulatory Enforcement & Debt Reform:

    • Engage the Department of Labor and Employment Protection to conduct scheduled and surprise site audits enforcing the Child Labor (Prohibition and Regulation) Act 2056.
    • Coordinate with origin district local governments (Rolpa, Sarlahi) to expose and regulate fraudulent Peshki advances, linking rural households with poverty-alleviation microcredit lines.

    (d) Monitoring, Evaluation, and Exit Strategy (5 Marks)

    1. Objectively Verifiable Indicators (OVIs):

    • Quantitative Indicators: 100%100\% of 350 child laborers withdrawn from manufacturing lines; 90%\ge 90\% child enrollment in bridge learning centers; 100%100\% children provided official birth certificates; zero severe respiratory hospitalizations.
    • Qualitative Indicators: Enhanced parental agency and confidence in opposing debt bondage; increased child happiness and psycho-social well-being scores.

    2. Child Protection Safeguards & Ethical Protocols:

    • Enforce a strict Do No Harm Policy: ensure withdrawal of child labor does not plunge families into starvation by linking families to adult wage protection and food grain support.
    • Obtain voluntary informed assent from children and written consent from guardians; maintain absolute data anonymization to prevent retaliatory evictions by kiln owners.

    3. Sustainable Community Exit Strategy:

    • School Transition: Mainstream children into local permanent public schools upon completion of 6-month accelerated learning bridge modules.
    • Inter-Municipal Transferability: Issue digital learning passports recognized by origin schools in Rolpa and Sarlahi so children resume schooling upon returning home after the seasonal kiln shutdown.
    • Handover to Municipal Child Rights Committees: Transfer monitoring desks and mobile health surveillance to permanent municipal social development sections, ensuring interventions outlive external donor funding.